5. General Information and Other Significant Information 5.1 General information 5.2 Transactions with relating to investment The Bank imposed the regulatory fine from BOT and SEC as detailed below. Name of the company : TMBThanachart Bank Public Company Limited Security’s symbol “TTB” Nature of Business : Commercial bank’s businesses in accordance with Financial Institutions Businesses Act and the businesses concerning financial services under the permission of the Ministry of Finance, the Bank of Thailand, and other parties concerned. Head Office : 3000 Phahon Yothin Road, Chomphon, Chatuchak, Bangkok 10900 Registration No. : 0107537000017 Telephone : 0-2299-1111 Contact Center : 1428 Website : https://www.ttbbank.com Year Regulatory fine 2017 None 2018 • • The Bank of Thailand has fined the bank according to the Financial Institutions’ Businesses Act B.E.2551 Section 60 amount of 2,128,125 Baht and Section 71 amount of 2,775,000 Baht The Securities and Exchange Commission has fined the bank according to section 113 of the Securities and Exchanges Act B.E.2535 amount of 832,000 Baht. 2019 • The Securities and Exchange Commission has fined the bank according to section 113 of the Securities and Exchanges Act B.E.2535 amount of 4,254,000 Baht. 2020 None 2021 None 145 Form 56-1 One Report 2021
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