ttb 56-1 One Report 2021 (EN)

5. Compliance Policy To determine the policy for the Group Companies to conduct under Compliance Policy and relevant Regulatory Policy such as Regulatory Compliance, Related Parties or Connected Persons Policy, BoT’s Regulatory Compliance and Know Your Customer and Anti-Money Laundering. 6. Corporate Communication Policy To determine the policy regarding the communication of information to outsider for the Group Companies to conduct in the same way and promote the Bank image in aspect of name and brand and disclose information of the Group Companies. 7. Audit Policy To determine the roles of Internal Audit (AUD) and Independent Credit Review (ICR) and the Audit Committee’s oversight role in conjunction with the roles of the Bank management and external auditor on auditing, controlling and monitoring the Group Companies. The ultimate objective is to ensure sound control culture and good governance throughout the Financial Business Group. 84 TMBThanachart Bank Public Company Limited

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