ttb 56-1 One Report 2021 (EN)

Core Policy 1. Governance Structure To determine the management and control structure of the Group Companies in aspect of generating strategic plan and nominating representative directors to jointly manage the Group Companies and reorganize to take responsibility of the Group Companies as appropriate. The Bank determines the guideline of representative director nomination covering investment in other companies in financial business group and general investment. Supporting Policy 1. Accounting Policy To determine the accounting and financial report policy for the Bank to collect related information from the Group Companies for generating consolidated financial report correctly, in the same direction and in compliance with the BoT’s rule and regulation and analyzing performance and financial status of the Group Companies correctly and promptly for controlling and monitoring. 2. Corporate Governance Policy and Policy on Confidential & Insider Information and Conflicts of Interest 2.1 Corporate Governance Policy To determine the policy for the Group Companies to conduct under business ethic and the morality and the best practices are concerning in good corporate governance and best practices which should be in line with Corporate Governance Policy. 2.2 Policy on Confidential & Insider Information and Conflicts of Interest To determine the policy for the Group Companies to comply with the relevant policies and procedures in preventing any transaction which might be considered as conflict of interest or bleach the bank regulation regarding insider trading. 3. Anti-Corruption Policy This policy and the relevant policies are setting to manifests the Bank’s and the subsidiaries intention on anti-corruption. Giving and accepting a bribe of improper benefit either from the officer/unit of the bureau office or private sector is prohibited. In this regard, each subsidiary shall be notified in writing of the policy in order to complied with this Anti-Corruption Policy and relevant policies included the relevant laws. 4. Risk Management Policy To determine the risk management policy of the Group Companies covering various aspects of risk relating to companies’ performance and impacting the stability of the Group Companies including: • Market Risk Management • Liquidity Risk Management • Operational Risk Management • Credit risk management 83 Form 56-1 One Report 2021

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